Head of Compliance
Mark Underwood is responsible for MV Financial’s regulatory compliance processes. In his role as chief compliance officer, he keeps the firm updated and fully in step with the rapidly evolving regulatory infrastructure of the financial services industry. He also works tirelessly to ensure that both employees and clients benefit from a smooth regulatory process and a productive working relationship with the SEC and other regulators.
Mark has a background in private client wealth management, which he applies to the broad range of specialist planning and analytical functions he fulfills at MV Financial. He is also a member of the firm’s investment committee.
Prior to joining MV Financial, Mark worked in the Private Client Services group at Arthur Andersen. During this time, he gained valuable experience assisting high-net-worth clients in the areas of investment management, financial planning, and tax planning and preparation.
Mark holds a B.S. in Finance from Virginia Tech University.